Wednesday, 9 October 2013

The Interaction of Levels in Hofmannsthal’s ‘Creatures of Flame’ and Pessoa’s ‘Between Sleep and Dream’

with Chidiebere Ekere


To discuss a poem or any other literature for that matter, especially when it belongs to the class called modernist, as the poems of our present attention do, in terms of the interaction of levels is already to touch on one of the things underlying its very nature. For if with a poem before one, one is looking at a specific organization of words where in the idiom of Axiomatic Functionalism (Mulder and Harvey qtd. in Akwanya 2010) all features are functional, with the result that every individual item is separately relevant to the integrality of the whole, it must be because there is a founding sustained relation, that is, interaction, between all the elements, and the finer properties of these elements that all together constitute this poem. And this interaction need not necessarily be happening at a level immediately apparent; it suffices that at the poem’s most basic constitutive level, it is lodged.
                Pessoa’s ‘Between Sleep and Dream’ comes in quite handy for a validatory exploration of this claim, for if

Between sleep and dream,
Between me and that which is in me,
The who I suppose myself to be,
An endless river flows (stanza 1),

it is on the condition that ‘sleep,’ ‘dream,’ ‘me,’ and ‘that which is in me’ are all in their own individual strengths discrete, distinguishable entities, on the condition that their separate identities are perceptible and assignable apart from one another, and of course from the ‘endless river’ flowing between them. At any rate this is the logical impression derivable at the most superficial level. But that is all the thing is—an impression. For there seems a subtle yet sure intransitivity lodged in the midst of all the seeming transitivity, of fluid motion, which spurs the otherwise discrete elements into interaction. For though the poem presents the image of mobility, most visible in the metaphor of the traveling ‘river,’ this is the kind of futile if frustrating motion of ‘Parachute’ (Lenrie Peters) which takes place from point A to point A, and in our particular poem also in point A, and through point A. Little wonder that in stanza 3 the river ultimately finds its way back to point A despite diverse and distant travels, just as ‘Jumping across worlds/ In condensed time’ (Peters, lines 28-29) only finally brings ‘We’ back ‘always [to] the starting point (line31), there being clearly, arguably, ‘nowhere to go’ (line 26), and the ports of departure and destination in the last analysis are really one.
                This results in a dense and slippery semantics as elements proliferate in meaning and the self splits up into imprecise, often irreconcilable, possibilities of being (Akwanya 1997). Whereas it is the infinitesimal life, the ‘pulse,’ that separates the two bigger halves in the ‘Creatures of Flame,’ in ‘Between Sleep and dream’ it is the ‘river’ that separates ‘me’ from the inclusive ‘me.’ And the relationship between ‘me’ and ‘that which is in me’ is parallel to the relationship between ‘sleep and dream.’ 
                This parallelic pattern of lines 1 and 2 (Between sleep and dream,/ Between me and that… in me) already begins to hint at the subtle, inevitable interaction of these apparently discrete elements, a pattern which also suggests that though in the perception of the Speaker ‘sleep and dream’ are distinguished from himself and that in himself, as they from each other, this ‘sleep and dream’ is really his sleep, his dream. That ‘sleep and dream’ in their capacities as discrete individualities have, as it were, of their own accord exercised, are exercising, their influence on him, to the extent that he himself begins to appear to himself also in two discrete lights, one arguably, the sleeper, the other the dreamer, without this most unhabitual association preventing the latter from being lodged right inside the former. These movements of suggestiveness are already moves of interaction of the distinct elements, of the levels.
                The appropriation of the Speaker as the sleeper-dreamer is, of course, not without a validation in ‘If I wake…’(stanza 3). But even the very mode of the endless flowing river cutting its route right between the ‘sleeper-me’ and ‘dreamer-me’, which is ‘in me,’ suggests and opens up another path for the communicative interaction of the poetic existents, with the river as the life-line. This is not, however after all, altogether unlikely, if we remember from Frye (Anatomy 124) that the literary universe is one in which everything is potentially identical with everything else, so that as in the present poem, the ‘sleep,’ the ‘dream,’ ‘me,’ the ‘Who’ in me, and the very river flowing between these, having once come together in this associative interaction, can no more appropriate themselves, can no more be appropriated, in terms exclusively of themselves, effectively barring the already inscribed markings of the others.
                This impossibility is precisely, it appears, the poem’s internal motor-power, for from stanza 2, as if the river has flowed into it by the sheer impulsiveness of the process already triggered off, we are reading:

It passed by other banks,
Diverse and distant,
In those different travels
That every river takes (stanza 2).

And not even the diversity and variety of these travels have been efficacious in keeping the split ambivalent self of the Persona purely apart and distinctive, nor the river itself from eventually finding him again, for ultimately the river, after what must clearly be an ‘awkward’ (‘Parachute’ line 30) flow, and as though in spite of itself, ‘… arrived where now I live,/ The house I am today’(stanza 3). And the pattern of the ‘me’ being apart from the ‘Who’ though ‘in me’ already established in the inaugural stanza subsists in the Persona being at once the habitation, ‘The house I am,’ where this river willy-nilly arrives, ‘has arrived,’ and the inhabitant of this habitation.
                This situation of inescapability of the existents from one another is further emphasized in the nature of the verbs used in this poem. But for ‘feel’ in line thirteen and ‘ties’ in line fifteen, all the verbs in this poem are intransitive, hence consolidating the immobility of the self. But just like the ‘river’ which starts and ends where it starts, the transitivity of these two verbs are only quasi.  In ‘in that which ties me to myself,’ we find this when we consider that the action of ‘tie’ is conveyed from an individual and back to the same individual:

And he who I feel myself to be and who dies
In that which ties me to myself (stanza 4, emphasis ours).

                But even the river’s very arrival is not without its own condition, namely, that there be no meditation ‘on myself,’ no waking whatsoever, for if I dare to wake, however briefly, ‘it has passed away,’ with all the intense sense of emptiness and agony of a loss so impacted on the Speaker:

It passes if I meditate on myself;
If I wake, it has passed away (stanza 3).

 At this level, yet, is a pattern already initiated from the foremost stanza; for the whole movement of the poem is appropriated ‘Between sleep and dream/ Between me and that which is in me,’ as the condition of possibility of the river’s flow, its route being no other than this borderline of slumbering unawareness and the quasi-awareness of dream. At any event, it is only in this state of things that the Speaker is aware of himself as containing both ‘me and that which is in me,’ or at least it is only under its condition that he perceives himself in this light.
                The relationship between the pronouns that constitute the persona of this poem is palindromical, so that that one can take the place of the other in the next moment. None of them is any definite thing. Hence we are confronted with such pronouns as ‘I,’ ‘me,’ ‘who,’ ‘myself,’ ‘that’ and ‘he,’ each referring to one piece of the split self. But we are unable to tell them apart. For instance, in line two, ‘me’ seems to be the container of ‘that’ but in line fourteen, both ‘me’ and ‘that’ appear to have shed off their initial identities so that ‘me’ takes the place of ‘that’ and ‘that’ takes yet another identity.
                Even the ‘sleep’ of the first line is not the same as the ‘sleep’ of the penultimate line, not only because they are functionally different. Also, we eventually notice that the first ‘sleep’ is a state which corresponds to the ‘me’ of the second line and which contains the inclusive ‘dream’ (which also corresponds to the inclusive ‘that’). But the second ‘sleep’ is the present state of the inclusive ‘that’—and we should remember that this ‘that’ is contained in the first ‘sleep’. Thus are we confronted with an individual who tends to transmute into things that will soon dissolve back into its initial self again. And this initial self, just like the ‘flame’ from which the persona of Hofmannsthal’s ‘Creatures of Flame’ emerges (and will dissolve back into), is insubstantial and unable to be grasped. It evokes the myth of chaos.
                 It does also appear that part of what is at issue in the poem, increasing and deepening the level-interaction, is the Persona’s striving to make this situation of affairs ‘Between sleep and dream,’ a full waking experience. Only this move is always already rendered futile, for it negates the very conditions of its accomplishment, by daring to ‘meditate,’ to ‘wake,’ so that the desired realization ‘passes’ in the first instance, and in the second ‘has passed away’ altogether. This inevitable frustration is what ensures that the Persona collapses back into slumber, if only to retain even this hardly substantial vision of himself. For there is a sense in which ‘dream’ in the poem relates to the Speaker’s prime desire to know and possibly possess himself as an ideality, a composite, undisintegrated self, himself as the ideal other, not the frail, finite, constrained self of his waking, himself as dream-emancipated reality. This probably is the poem’s lingering opposition between the self as ‘me’ and the self as ‘that… in me,/ The who I suppose myself to be,’ between ‘he who I feel myself to be and…/… that which ties me to myself’(stanza 4). And such is the severity of the antagonism that ‘The who I suppose myself to be,’ ‘who I feel myself to be’ is marked for death, and knows death in its very bonding to ‘me’—it ‘dies in that which ties me to myself’ (lines 13-14). The sense of profound loss evoked (to say nothing of the tireless emotiveness attached throughout to this inner ‘me’ by the persona) by this dying experience heightens and punctuates the ‘dream’ as the Speaker’s utmost craving, or else the tone would not be so sombre, and perhaps rueful too.
    But an even subtler twist has been introduced to the interactive process in the final stanza whereby even the flowing river itself becomes identified, perhaps by a purely miscibility process, with the ‘dream,’ this faraway, mortal ideality of a self, since

And he who I feel myself to be and who dies
In that which ties me to myself,
Sleeps where the river flows—
That river without end (stanza 4).

Under this economy the interior self also mingles subliminally with the flowing river, being now the self who ‘Sleeps where the river flows,’ so that there is no certain telling if this self has or not quite simply become the ‘river without end’ itself. And it is significant that it is this self alone that appears capable of keeping to the condition under which only the persona can at least perceive it, be aware of it, and the river’s flow. For this is the self that does not bother to ‘meditate’ or ‘wake,’ but just ‘Sleeps’ on, with the result that the ‘river flows…’ for it ‘without end,’ and does not pass, has not passed away like in the third stanza.
                There is another aspect to this tension which appears in the facility in the various distinct levels to be at once identified with all the others, and yet as themselves. But neither this is entirely new to Frye who writes, ‘the things… identified… each retains its own form’ (Anatomy 123). And it is at the heart of this tension that he finds at once the unity and variety of literature: ‘A work of literary art owes its unity to this process of identification with, and its variety, clarity, and intensity to identification as’ (124). This effectively complicates into what Akwanya has called ‘the expansion of the possibilities of being’ (Verbal Structures), so that in Hofmannsthal’s ‘Creatures of Flame,’

We are creatures of flame. The butterfly: the intensity of
                a short life and fragility become color ( stanza 1, lines 1-2),

no more can be purely aberrant, or unprecedented. For then we are looking at a maximal metaphorisation process whereby the magic of words has been set up and activated (Akwanya 1997:91). For ‘creatures’ would imply that ‘we’ has not appeared by accident, but by the intervening creative activity of whatever force behind the assembling of the raw material, ‘flame,’ from which ‘we’ is constituted. This also means that ‘we’ is, must needs be, a being of particular precariousness, in its eternal liability to dissolution, for it is only the subtle facility of this creator’s activity that holds ‘flame’ in place that ‘we’ may be born. Or else ‘we’ is not, ‘we’ ‘unbecome[s]’ (Lesmian, ‘Uninhabited Ballad’), or else ‘we’ is blown out, faces the peril of being blown out, match-flare-like, in ‘wind’s breath’ (Okigbo, ‘Watermaid ii’), which is probably always already ontologically its lot, its state of being, before the creative hand’s intervention.
                But is this not always already the nature of the stuff of which ‘We are’ made, the very essence of ‘flame’? So that henceforth all the other appurtenances of ‘We,’ all that pertains to any existent implicated in ‘We,’ including ‘death’ itself, shares of necessity in this rather terrible tendency towards fleetingness, towards dissolution: ‘My death is like a shadow, my life aquiver, a pulse in the light’(emphasis ours).  ‘[T]he intensity of a short life’ is, therefore, also what is emphasized in the metaphor of the ‘shadow…quiver…pulse.’ And everything in this poem points to this fleetingness, and to the essence of the person who is dissolving away as the lines are progressing.
                Is there any need talking about the shortness of the poem, the meditation itself? But there are other things, subtle but more vociferous, that still speak of this fleetingness. For instance, at the phonological level, we notice the consistent and gradual depletion of the number of syllables in each line as the lines progress. In line one of stanza one, the syllables are seventeen in number, and it decreases to sixteen in line two, to fifteen in line three and finally to nine, in the last line of the second stanza:

We are creatures of flame. The butterfly: the intensity of
                a short life and fragility become color. My death is like
                shadow, my life aquiver, a pulse in the light; I am so
                close to death it makes me proud, cruel and demonic.

Unmoved, I flutter from Helen’s lips to Adonis’ wound. I
                love my death, the flame, more than anything.

Could it not be for this purpose that there is the glaring absence of any connective element between ‘I am so close to my death’ and ‘it makes me proud,’ so that the last line is relatively and helplessly short? Yet, in the second stanza, that the persona is ‘unmoved’ seems to account for the sudden resuscitation which culminates in the increase in the number of syllables, from twelve in the last line of the first stanza to fifteen in the first line of the second stanza. But it is just like the ‘pulse,’ for it diminishes again, this time to nine in the last line of the poem. Remarkably, we still find this depletion in the structural reduction, first in the form of the indentation, and then in the shift from the plural first person pronoun, ‘We’ to the singular ‘I.’
                And it does seem to be this helpless and expeditious liability to dissolution of the self into the source of its existence that in turn spurs elements into interaction in ‘Creatures of Flame;’ and appears too to be precisely what the persona finds exultant, a cause for pride, having perceived it as suffused with ‘color’: ‘the intensity of a short life and fragility become color’ (lines 1-2), ‘I am so close to death it makes me proud’ (lines 3-4). And such is the intensity of his posture that he can even go out of his way to initiate, himself, as it were, the movement of proximity to death, without perturbation: ‘Unmoved, I flutter from Helen’s lips to Adonis’ wound’ (line 5). For this also makes him ‘cruel and demonic’ (line 4), and there certainly is something cruel, if only to oneself, in fluttering in the active, butterfly-like, ‘from Helen’s lips to Adonis’ wound,’ with all the evocations of the sensual pleasures of a kiss in the former, to the acute pains of a festering injury in the latter. Yet ‘I/ love my death, the flame, more than anything.’ Is there not something ‘demonic’ in this poise, something that makes to vitiate even the apparent deliberateness of ‘I flutter’ with a touch of convulsiveness, rendering its initial aura of being purely volitional suspect?
                Meaning is of course just as slippery in ‘Creatures of Flame’ as is ‘Between Sleep and Dream.’ For one, the ‘flame’ from which ‘we’ are created is not entirely equivalent to the ‘flame’ which is used in apposition with ‘death’ in the last line. This is true since the ‘death’ which it is synonymous with in line three is likened to ‘shadow.’  And there is no way of relating shadow with flame in terms of synonymy, unless of course, one is taken as the shadow of the other. But the metaphor of the ‘Pulse’ presupposes that there is the pre-state before the ‘pulse,’ then the pulse, and then the return to that initial state, with the result that we can think of the  flames as two halves of one whole which is separated by the brief ‘pulse’—and  pulse is synonymous with life. The briefness of the ‘pulse’ is synonymous with the expeditiousness of the ‘flutter’ from ‘Helen’s lips to Adonis’ wound.’ Again, it appears that the ‘color’ which the ‘intensity of short life and fragility’ transmutes to is synonymous with his being ‘proud, cruel and demonic,’ since it is also that ‘short life (his nearness to death) that imbues him with these qualities.
                Yet all this as indicated already is really because ‘We are all creatures of flame,’ with the result that other, otherwise, distinguishable existents: the butterfly, my death, and so on, which all in their various specific strengths constitute an interactive level, or what in Axiomatic Functionalism is seen as ‘features,’ gain in amplitude, having breached their specificities, interfering with the others in a symbiotic expansion of the possibilities of their beings. For the singular word ‘flame’ has become ‘the occasion of the appearance [of the others],’ has ‘will[ed] the appearance of [the others in a]…. [p]rocess that accounts for the emergence of the self-contained and internally coherent structure that is [the] poem’ (Akwanya 91), ensuring what in Aristotle is encountered as the poem’s organic wholeness.
                This reading has inevitably thrown up patterns of semblance and cross-complimentarity between the two poems. This, as a matter of fact, is because it is this cross-complimentarity and semblances that most readily bring to notice the very things on which the said interaction of levels is tailored. In both poems, it would appear that there is one big whole which has been split into three parts, in such a way that one part is between the other two, and the part in-between is transient  in nature, appears to be that which  is intensely ‘short and fragile’ (‘Creatures of Flame’), and ‘which dies’ (‘Between sleep and Dream). The one in-between is the one whose nature is to dissolve so very quickly, so that the remaining two parts are forced to re-unite back into that stupendous whole. It is however the one in-between, that constitutes the present existence of the whole. In ‘Creatures of Flame,’ the persona’s  attitude to it is that of repulsion and so anticipates, with desire, an escape from it; but in ‘Between Sleep  and Dream,’ the persona finds it unwieldy and disturbingly insubstantial.
                ‘Creatures of Flame’ seems to be that very meditation which would eternally elude the persona of ‘Between Sleep and Dream.’ But this meditation is such that is taking place at the same time that the persona is dissolving away. And the outcome of this meditation is that the persona finds himself indeed favoured that he is escaping his present state:  ‘I love my death, the flame more than anything.’ But this repulsive attitude to life is something that is recurrent in Hugo. For instance in ‘The Actor Herman Muller,’ the persona’s attitude of dread towards the stage  into which Actor Muller has stepped is hinged on the fact that no ‘curtain’ will mercifully ‘fall’ on it: ‘on which no curtain mercifully falls’ (line 6).  Hence it can be argued that in the ‘Creatures of Flame,’ the persona’s ‘love’ for his ‘death’ stems from the fact that it will ‘mercifully’ draw the ‘curtain’ on this present life, not necessarily because he loves what constitute the ‘death.’ In point of fact, he seems to be unable to grasp the nature of this ‘death’ which he claims to ‘love more than anything.’ Hence the much he can make of it is that it is ‘like a shadow.’
                ‘Creatures of Flame’ seems to be in some kind of continuum with ‘The Actor Hermann Muller,’ for whereas the persona of the former is expectant of the next existence that awaits  him, which  he finds shadowy, Actor Muller has assumed this existence (death) and has found it a greater tragedy. But the “Creatures of Flame” is different from “Between Sleep and Dream” in that the former is less tragic, not in the sense that the situation of the persona is less tragic, but in the sense that the persona’s attitude to his situation is not tragic at all, just like the Ernest of Wilde’s Importance of Being Ernest.
                Both poems identify with the modernist tradition, which celebrates the impossible, the irrational and the dislikable.



Works Cited
Akwanya, A. N. Semantics and Discourse: Theories of Meaning and Textual Analysis. Enugu: New    Generation Books, 2010.
—. Verbal Structures. Enugu: Acena, 1997.
Aristotle. Poetics Trans. S. H. Butcher. Orange Street Press, 1998.
Frye, Northrop. Anatomy of Criticism. New York: Atheneum, 1970.
Hofmannsthal, Hugo Von. "Creatures of Flame." Modernist Literature of Continental Europe: Anthology of Poetry/Short Story. n.d. 10.
__. "The Actor Hermann Muller." Modernist Literature of Continental Europe: Anthology of               Poetry/Short Story. n.d. 9.
Lesmian, Boleslaw. "Uninhabited Ballad." Modernist Literature of Continental Europe: Anthology of                 Poetry/Short Story. n.d.             21-22.
Okigbo, Chris. "Watermaid ii." Ed.Donatus Nwoga. West African Verse. London: Longman, 1984. 34.
Pessoa, Fernando. "Between Sleep and Dream." Modernist Literature of Continental Europe: Anthology of  Poetry/Short Story. n.d. 34.
Peters, Lenrie. "Parachute." Ed. Jonh Reed and Clive Wake. A Book of African Verse. London:        Heinemann, 1964. 51-52.

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